RISK & COMPLIANCE

Transparency Before Participation

Smart Trading operates as a Digital CFD Access Platform built around client eligibility, jurisdictional suitability, provider requirements, transparency and rigorous due diligence.

Supervisory Frameworks
Regulatory Status

All our brokers are regulated and licensed

01Jurisdictional Suitability

Jurisdictional Eligibility

Eligibility to access financial markets and managed execution programmes may depend on:

Prohibition Notice:Where a jurisdiction, client or transaction is restricted or prohibited by applicable law, regulation, sanctions or an authorised provider, the service will not be offered.
  1. 01Client jurisdiction
  2. 02Applicable financial regulations
  3. 03International restrictions
  4. 04Sanctions requirements
  5. 05Broker requirements
  6. 06Payment-provider requirements
  7. 07Client profile
  8. 08Product availability
  9. 09Source-of-funds requirements
  10. 10KYC/AML requirements
02Clear Roles

Who Provides What

A clear, non-negotiable division of responsibilities protects client accounts and operational integrity.

01

SMART TRADING

Connects clients with appropriate financial-market infrastructure, providers, partners and support.

02

APPLICABLE PROVIDER

Provides the applicable brokerage, financial or regulated service.

03

CLIENT

Maintains their account and relationship with the applicable provider according to the relevant structure.

CLIENT FUNDS REMAIN WITH THE APPLICABLE BROKER.

WE DO NOT HOLD CLIENT TRADING FUNDS.

Financial Market Risk

FX, CFDs and derivatives involve significant risk and may result in the loss of capital.

Copy Trading, MAM, Premium Account Management and professional trading arrangements do not guarantee profits or returns.

Past performance is not indicative of future results.

MAM Terms

MAM Commercial Notice

NO SERVICE FEESREVENUE / PERFORMANCE SHARE ONLY

Under the Multi-Account Management (MAM) structure, compensation is strictly revenue / performance share only, according to the applicable programme and agreed terms.

Client share can range from 50% up to 60%, depending on the programme and agreed terms.

Specific terms depend on the applicable programme and provider.

HNWI & Institutional

Premium Account Management Notice

FEES MAY APPLY OR MAY NOT APPLY

For bespoke mandates (generally around US$100,000+), revenue/performance sharing may also apply.

Depending on the mandate, the structure may involve service fees, performance sharing, both, or an arrangement without a separate service fee.

Commercial terms are individually structured and disclosed before participation.

03Verification Checklist

Independent Due Diligence

We actively encourage all prospective clients, counterparties, and partners to independently verify every element before committing capital:

  1. Broker01
  2. Licence02
  3. Regulatory status03
  4. Product04
  5. Fees05
  6. Payment provider06
  7. Professional manager07
  8. Trading strategy08
  9. Drawdown parameters09
  10. Execution policy10
  11. Commercial structure11
  12. Transaction documents12
  13. Applicable risks13
Important General Notice

Capital requirements, products, fees, payment solutions, availability and terms vary according to the applicable broker, professional partner, strategy, mandate, client profile and jurisdiction.

Where regulated investment management or other regulated activities are required, those services are provided by the applicable authorised professional or institution.

The Digital Platform does not hold client funds and does not represent itself as a brokerage or regulated investment manager unless expressly authorised to perform such activities.

Services are not offered where prohibited by applicable law, regulation, sanctions or provider restrictions.

Clients should conduct independent due diligence and verify the regulatory status, terms, risks and suitability of any broker, professional manager, strategy, payment provider or financial product before committing capital.